Conduct Enhanced Due Diligence (EDD) reviews to ensure compliance with regulations and laws related to AML, BSA, and KYC. Perform risk assessments on higher-risk customers and industries. Research negative news and source of wealth for clients. Develop operational solutions and work in a fast-paced environment with a focus on regulatory compliance.

Interactive Brokers

Compliance Analyst - Client Outreach

20 Days Ago

Mumbai, MH

2,441 Employees

1-3 Years of Experience

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2,441 Employees

1-3 Years of Experience

Financial Services

Assist the European Compliance team in obtaining required client documents, track client responses, perform basic KYC checks, and communicate regularly with the team. The position requires detail-oriented, organized, and good communication skills.

Interactive Brokers

AML Surveillance Analyst

20 Days Ago

Mumbai, MH

2,441 Employees

1-3 Years of Experience

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2,441 Employees

1-3 Years of Experience

Financial Services

The AML Surveillance Analyst at Interactive Brokers will assist in monitoring and analyzing cashiering transactions for clients in the Asia Pacific region. Responsibilities include reviewing transactions, communicating with clients, and staying updated on regulations. Required qualifications include familiarity with AML/CTF rules, strong communication skills, and a solid academic background.

Interactive Brokers

KYC Analyst

21 Days Ago

Mumbai, MH

2,441 Employees

5-7 Years of Experience

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2,441 Employees

5-7 Years of Experience

Financial Services

The KYC Analyst at Interactive Brokers in Mumbai will ensure compliance with various regulations and laws, conduct ongoing client KYC reviews, and contribute to process improvements. The ideal candidate has regulatory compliance experience or a relevant educational background, along with strong analytical skills.

Interactive Brokers

Market Data Operations Analyst

21 Days Ago

Mumbai, MH

2,441 Employees

1-3 Years of Experience

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2,441 Employees

1-3 Years of Experience

Financial Services

Seeking a detail-oriented Market Data Operations Analyst to ensure the smooth operation of market data infrastructure by managing subscriber classification, invoice reconciliation, cost control, vendor communication, and process improvement.