Respond to client inquiries, assist with account opening, explain trading features, investigate trade issues, and ensure regulatory compliance. Requires 2 years in trading or brokerage services, Bachelor's degree, NCFM/NISM certifications, fluent English, and strong MS Excel skills.

Interactive Brokers

Senior Analyst AML - Testing & Monitoring

16 Days Ago

Mumbai, Maharashtra, IND

2,441 Employees

5-7 Years of Experience

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2,441 Employees

5-7 Years of Experience

Financial Services

Manager AML Testing & Monitoring role at Interactive Brokers in Mumbai, involving AML Compliance Control Testing, Functional Testing, UAT Testing, and Quality Control Reviews. Responsibilities include testing and monitoring activities, preparing executive reports, AML Risk Assessments, Change Management oversight, and collaboration with stakeholders.

Interactive Brokers

Talent Acquisition Specialist

19 Days Ago

Mumbai, Maharashtra, IND

2,441 Employees

1-3 Years of Experience

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2,441 Employees

1-3 Years of Experience

Financial Services

The Talent Acquisition Specialist will develop recruitment strategies, collaborate with hiring managers on staffing needs, pre-screen candidates, coordinate interviews, manage the offer process, and maintain data integrity in the application tracking system. The role emphasizes ensuring a positive candidate experience in a high-volume recruiting environment.

Interactive Brokers

Compliance Analyst (Domestic Compliance)

23 Days Ago

Mumbai, Maharashtra, IND

2,441 Employees

1-3 Years of Experience

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2,441 Employees

1-3 Years of Experience

Financial Services

The Compliance Analyst is responsible for ensuring adherence to regulatory standards, implementing compliance procedures, reviewing transactions for anti-money laundering, updating KYC guidelines, and conducting audits within the organization. The role requires interaction with various departments and requires strong problem-solving and communication skills.