Manages bank-wide regulatory compliance monitoring, risk assessment, reporting, and governance activities. Oversees FATCA/CRS and RBI submissions, compliance certifications, audit support, regulatory updates, and tracking systems. Coordinates with departments, branches, vendors, and senior management to implement compliance frameworks, resolve observations, strengthen controls, and promote organizational adherence.
To support regulatory compliance and governance through evaluation of business activities, regulatory requirements and control frameworks. The role assesses compliance risks, interprets regulations and recommends actions to strengthen the Bank's compliance environment.
Responsibilities- Manage and lead compliance monitoring activities across departments and ensure timely escalation of issues.
- Support senior management in implementation reviews of new and modified products/processes, including audit observations and rectifications.
- Ensure timely regulatory reporting, including FATCA/CRS annual filings and RBS (Tranche I, II, III) submissions.
- Prepare and submit monthly compliance reports to MD & CEO and quarterly reports to Board/ACB.
- Monitor and track compliance with RBI circulars and regulatory updates, and ensure timely reporting.
- Coordinate with departments for compliance certifications and periodic submissions.
- Manage and update compliance tracking systems such as CERMO+ and TASC.
- Liaise with branches and stakeholders for FATCA/CRS (TIN updates and compliance requirements).
- Act as a point of contact for vendors and system rollouts (e.g., CERMO+).
- Support internal and concurrent audits by providing required compliance data and documentation.
- Collaborate across teams to ensure effective implementation of compliance frameworks and controls.
- Assist senior management in driving compliance awareness and adherence across the organization.
Experience Range: 5 to 8 Years
Qualifications : Graduate (Any Specialisation)/Post Graduate (Any Specialisation)
CSB Bank Mumbai, Maharashtra, IND Office
CSB Bank Limited Mumbai Office, Siroya Center, 1st, 2nd and 3rd Floor, Sahar Airport Road, Andheri East, Mumbai, Maharashtra, India, 400099
Similar Jobs
Fintech • Software • Financial Services
Lead regulatory compliance for the TASC & Government banking portfolio: own Re‑KYC program for 7,000+ dormant accounts, act as SME on KYC, NPO classification, FCRA and RBI rules, manage audit/RBI responses, update policies/SOPs, partner with Business/Operations/Legal/Audit/IT, and streamline processes to reduce friction and turnaround times.
Fintech • Software • Financial Services
Manage audits and ensure regulatory compliance for liability products. Coordinate with stakeholders, support inspections, conduct compliance reviews, and maintain documentation.
Professional Services
Supervise tax compliance engagements, manage teams, prepare tax returns for various business types, conduct tax research, and deliver client tax savings solutions.
Top Skills:
C-CorporationsPartnershipsPublic AccountingS-CorporationsTax ComplianceTax ResearchTax Returns
What you need to know about the Mumbai Tech Scene
From haggling for the best price at Chor Bazaar to the bustle of Crawford Market, the energy of Mumbai's traditional markets is a key part of the city's charm. And while these markets will always have their place, the city also boasts a thriving e-commerce scene, ranking among the largest in the region. Driven by online sales in everything from snacks to licensed sports merchandise to children's apparel, the local industry is worth billions, with companies actively recruiting to meet the demands of continued growth.
