The Compliance Analyst ensures compliance with regulatory requirements through data accuracy, KYC due diligence, research, and communication with stakeholders.
As a Compliance Analyst, you will play a crucial role in supporting our compliance efforts and ensuring that we meet all regulatory requirements effectively. Day-to-Day will involve:
- Ensure the accuracy, integrity, and completeness of counterparty master data in line with defined policies, standards, and SLAs
- Perform business verification and KYC due diligence activities, including sanctions screening, false-positive analysis, document verification, and bank account validation, in accordance with internal procedures
- Deliver high-quality outputs within agreed SLAs, including screening results, quality control checks, and customer communications
- Conduct thorough research and analysis using multiple and, at times, conflicting data sources to ensure accurate and reliable outcomes
- Collaborate closely with internal stakeholders to meet regulatory, compliance, and screening requirements effectively
- Monitor and manage customer emails, tickets, notifications, and document follow-ups, taking appropriate actions in line with established SOPs
Requirements
- Bachelor’s Degree in Finance, Law, Business Administration, or related field
- 3+ years of experience in Compliance KYC Due Diligence, preferably within a regulated financial services environment
- Strong understanding of compliance frameworks and regulatory expectations
- Ability to analyze complex data and produce clear, actionable reports
- Excellent interpersonal and communication skills to effectively interact with different stakeholders
- Detail-oriented with strong organizational skills and the ability to manage multiple tasks
- Proficiency in compliance software and Microsoft Office Suite
- Experience with remote working or collaborating virtually is essential
- Fluency in English
Benefits
- Private Health Insurance
- Pension Plan
- Paid Time Off
- Work From Home
- Training & Development
- Performance Bonus
Top Skills
Compliance Software
Microsoft Office Suite
Similar Jobs
Cloud • Software
The Compliance Analyst will support regulatory compliance in India related to telecommunications and cloud regulations, manage compliance obligations, and assist with cyber security certification activities.
Top Skills:
ConfluenceIso27001JIRAOnetrustSoc 2
Marketing Tech • Sales • Software
The Senior GRC Analyst will advance Demandbase's Governance, Risk, and Compliance program, executing audits, assessing risk, and ensuring compliance outcomes across the organization.
Top Skills:
Iso 27001Iso 27701Iso 42001NistSoc 2
Blockchain • Information Technology • Software • Cryptocurrency
The Compliance Operations Analyst manages customer risk through investigations, alert triage, customer engagement, document review, and ongoing monitoring for compliance. Responsibilities include analyzing sanctions, engaging with customers, and ensuring compliance standards are met.
Top Skills:
Complyadvantage
What you need to know about the Mumbai Tech Scene
From haggling for the best price at Chor Bazaar to the bustle of Crawford Market, the energy of Mumbai's traditional markets is a key part of the city's charm. And while these markets will always have their place, the city also boasts a thriving e-commerce scene, ranking among the largest in the region. Driven by online sales in everything from snacks to licensed sports merchandise to children's apparel, the local industry is worth billions, with companies actively recruiting to meet the demands of continued growth.
