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M&G

Senior Manager– Investment Compliance Coding

Posted 7 Days Ago
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In-Office
Mumbai, Maharashtra, IND
Senior level
In-Office
Mumbai, Maharashtra, IND
Senior level
Lead and coach a team to interpret investment mandates, code compliance rules in Aladdin, resolve breaches, support fund managers on pre/post-trade rules, collaborate with BlackRock Solutions, and drive process improvements while ensuring ESG and regulatory compliance.
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About M&G India


We are M&G India, the strategic innovation and digital hub for M&G. Established in 2003, we have offices in Mumbai and Pune.


Our teams work closely with colleagues across the Group worldwide to drive transformation, build digital capability, and support sustainable growth. By leveraging technology, AI, automation, and process excellence, we bring new ways of thinking to improve outcomes for both customers and colleagues.


Grounded in a vibrant culture with strong foundations, we are central to how M&G is transforming as a business.

 

About M&G


Our purpose is to give everyone real confidence to put their money to work. With a heritage dating back more than 175 years, we have a long history of innovation in savings and investments, combining asset management and insurance expertise to offer a wide range of solutions.


Our two distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment and savings solutions.


Through telling it like it is, owning it now, and moving it forward together with care and integrity; we are creating an exceptional place to work for exceptional talent.


  • Provide expert-level guidance on investment compliance matters to internal and external stakeholders.
  • Lead, coach, and guide a team of compliance analysts and managers. Ensure timely delivery of daily BAU tasks and ad-hoc client requests.
  • Process Improvement & Risk Mitigation
  • Focus on solving complex technical requests for global clients, interpreting investment mandates to identify and code rules, and possessing or quickly acquiring knowledge of various financial instruments, including derivatives.
  • Serve as a change agent by providing technical expertise for key compliance reporting projects, offering a comprehensive view of rule coding and identifying any breaches.
  • Strong understanding of ESG guidelines and frameworks.
  • Ensure the effectiveness and accuracy of existing rules by analysing regulatory and client guidelines and facilitate the coding of relevant rules within Aladdin's order management system.
  • Address client-specific requirements to deliver tailored solutions that meet unique objectives.
  • Collaborate with BlackRock Solutions to resolve Aladdin system issues and manage requirements, including maintaining the coding approvers table.
  • Support fund managers by responding to queries related to pre- and post-trade rules and exceptions.
  • Partner with various operations teams to enhance data availability and improve the quality of underlying data.
  • Able to provide a four-eye check of the rule coded, whether it is working properly and resultant breaches if any.
  • Providing innovative solutions to client requirements (including coding the Compliance Reporting application) in sync with optimization of the rule library in place.
  • Can appreciate specific client nuances successfully and provide an appropriate & optimal solution to meet objectives.
  • Maintaining existing fund "rules" within the system and tailoring available solutions to the changing needs of the client in a timely manner.
  • Scope client requirements against that of the system and perform maintenance to the client's account.
  • Investigate investment guideline breaches with the investment manager to assist the client in the breach resolution process.
  • Keep up to date with industry practice, product development and evolving regulations.

We have a diverse workforce and an inclusive culture at M&G Global Services, regardless of gender, ethnicity, age, sexual orientation, nationality, disability or long term condition, we are looking to attract, promote and retain exceptional people. We also welcome those who take part in military service and those returning from career breaks.

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