KYC Analyst

Interactive Brokers is looking to hire a KYC Analyst for the Mumbai office. Analysts will report to a KYC Team Lead and help ensure the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations.

Day-to-day Responsibilities Include:

• Conducting ongoing review analysis of clients' KYC profile, including CIP and CDD information, following established procedures in line with IBKR policy.
• Advising management by collecting, analyzing, and summarizing data and trends.
• Maintain accurate tracking of assignments and request for documentation to ensure appropriate deadlines are met.
• Contribute to streamlining current processes and identifying areas for improvement.
• Ensure referrals, escalations, and information requests are correctly dispositioned and appropriately documented.

The ideal candidate will have some regulatory compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM), or a similar organization. Alternatively, experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator would be beneficial. Absent direct industry experience, we will also consider applicants with excellent bachelor' s-level educational credentials who have some background in law, accounting, data analytics, or similar areas and strong analytical and quantitative skills.

Basic Qualifications:

• 5-7 years experience.
• Bachelor's degree.
• Ability to work independently in a small-team environment and multi-task with minimal supervision.
• Strong oral and written communication skills.
• Proficient in Excel and other Microsoft applications.
• Detail-oriented with outstanding organizational and project management skills.

Preferred Qualifications Include:

• Understanding of BSA/AML, USA PATRIOT Act and OFAC principles.
• High comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems
• ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications are a plus.
• Knowledge/Experience in Capital Markets, AML, KYC or Compliance.
• Knowledge/understanding of end-to-end KYC process is a plus.
• Bachelor of Commerce or other degree in finance, accounting, or economics.

Company Benefits & Perks: 

• Competitive salary package.
• Performance-based annual bonus (cash and stocks).
• Hybrid working model (3 days office/week).
• Group Medical & Life Insurance.
• Modern offices with free amenities & fully stocked cafeterias.
• Monthly food card & company-paid snacks.
• Hardship/shift allowance with company-provided pickup & drop facility*
• Attractive employee referral bonus.
• Frequent company-sponsored team-building events and outings

* Depending upon the shifts.

**The benefits package is subject to change at the management's