Key Responsibilities:
Operational effectiveness testing – reviewing the timeliness, completeness and accuracy of Financial Crime Compliance Controls
Design effectiveness testing – review Standard Operating Procedures and assess against policy requirements
Planning – Complete Terms of Reference templates and deduce samples using approved sampling methodology for QA reviews
Reporting – present observations to senior stakeholders for factual accuracy discussions
Issue management – ensure all issues are remediated in a timely manner
Record-Keeping & Audit Readiness - ensure that thorough documentation of QA processes and results is maintained. Verify that all compliance documentation, records of AML/CFT activities, decisions, and reports, are properly kept and readily accessible for internal or external review and audits.
Requirements :
Minimum 3+ years of financial crime, Compliance, Audit or QA experience
Experience with transaction monitoring, sanctions screening, KYC/EDD, and suspicious activity reporting.
Excellent stakeholder management and regulatory engagement experience.
Strong analytical, decision-making, and problem-solving skills.
Excellent written and verbal communication skills.
Experience using Artificial Intelligence (AI) to automate manual processes in a controlled environment.
- Familiarity with AML transaction monitoring, CDD and Screening systems and experience managing regulatory examinations and remediation programmes.
Nium Mumbai, Maharashtra, IND Office
B-3, Cama Industrial Estate, Goregaon, , Mumbai, Maharashtra , India, 400063
Nium Mumbai, Maharashtra, IND Office
B3L5, Nirlon Knowledge Park, Pahadi Village, Off. The Western Express Highway, Cama Industrial Estate, Goregaon(E), Mumbai, India


