DBS Bank Ltd
Assistant Vice President, Compliance Officer, Legal Compliance and Secretariat
Be an Early Applicant
Coordinate RBI inspections and regulatory requests, identify responsible stakeholders, track remediation actions, escalate delays, and ensure timely closure with documented evidence. Prepare management updates, dashboards, and governance forum materials. Oversee daily operations and continuous improvement of the regulatory compliance tracking tool and circular tracking processes. Support the compliance head and advisory teams while ensuring alignment across business, risk, operations, and other functions.
Job Purpose:
To support end-to-end RBI inspections, work with other Business/supporting units. Coordinate with internal stakeholders, tracking actions, and ensuring timely and compliant closure as per the Bank’s governance standards.
Key accountabilities:
- Central coordination for managing RBI inspections.
- Central coordination for managing adhoc requests/indents from RBI.
- Identification of impacted functions and facilitation of action ownership.
- Tracking and follow-up on implementation progress and closure documentation.
- Preparation of periodic management updates and dashboards.
- Liaison with business, risk, operations, and other functions to ensure regulatory compliance alignment.
- Manage the day-to-day operations of the regulatory compliance tracking tool, ensuring its smooth and efficient functioning, and actively identifies and implements improvements to its effectiveness and other related processes
- Providing additional support to compliance advisory teams as may be required
Job Duties and Responsibilities:
- Review and facilitate closure of RBI inspections. Ensure all deliverables of RBI inspection completed within the due dates
- Coordinate assessment discussions and obtain feedback from relevant stakeholders.
- Monitor progress, escalate delays, and ensure closure evidences are documented.
- Support internal governance forums with implementation status updates.
- Assist in continuous improvement of the circular tracking and compliance process.
- Oversee the regulatory compliance tracking tool's daily operations, ensuring smooth functioning, and drives improvements to its effectiveness and other related processes
- Support regulatory compliance head and advisory teams for additional support as may be required.
Requirements:
- 8-12 years of experience in Compliance or Regulatory function in a bank.
- Prior exposure to managing regulatory inspections and stakeholder management preferred.
Education / Preferred Qualifications:
Prost Graduate / Chartered Accountant with direct experience in banking or financial services industry.
Core Competencies:
- Strong understanding of RBI and banking regulatory requirements.
- Excellent communication and coordination skills.
- Analytical mindset with attention to detail.
- Proficiency in MS Excel, Word, and SharePoint for tracking and reporting.
- Ability to manage multiple priorities and meet timelines.
Location:
MumbaiJob:
ComplianceSchedule:
RegularEmployee Status:
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