Senior Associate, Regulatory Consulting

We are seeking a Senior Associate, to be based in our Mumbai office.As a Senior Associate within an expanding team, you will gain exposure to a variety of exciting projects. Building on your existing expertise, you will contribute to larger projects, attending meetings, analysing policies and procedures, assessing customer files and transactional activity and co-authoring reports

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.

Day-to-day responsibilities:

• Stay abreast of changes in AML legislation in key jurisdictions of operation and provide regular updates to the team.

• Undertake reviews of customer files to evaluate the effectiveness of customer risk assessments and due diligence processes.

• Undertake testing of country and customer risk assessment methodologies with support from the project lead.

• Undertake reviews of transaction monitoring, PEP and sanctions alerts to evaluate the effectiveness of systems, their calibration and controls, as well as internal processes. 

• Collate and manipulate testing results to identify recurring trends or unusual/suspicious transactions.

• Assist with project management tasks, including management of documentation received and interview schedules. 

• Drafting training materials (with support from a senior team member).

• As part of larger projects, provide assistance with a review of core financial crime documentation and provide feedback on the same.

• Assist with the drafting of client proposals and developing service offerings. 

Essential traits:

• Strong English oral and written communication skills.
• Bachelor's or master’s degree from an accredited university or college.
• Proven 5 years minimum of work experience in a financial crime compliance or remediation role.
• Strong working knowledge of general principles of customer due diligence, ongoing and transaction monitoring requirements within financial services firms.
• Experience in conducting or assessing the quality of due diligence conducted for a variety of customers including large and small size corporates, financial services firms, trusts, funds/ investors and individuals.
• Ability to work on own initiative and as part of a team.
• Client facing, solutions focused skills.
• Clear, logical thought processes, ability to make decisions and articulate these clearly.
• Time management skills and ability to work within deadlines.
• Solution-driven and problem-solving attitude.
• Strong working knowledge of word, excel and PowerPoint.
• Legal, in-house or consulting background would be useful.

About Kroll

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We value the diverse backgrounds and perspectives that enable us to think globally. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel

Kroll is the premier global valuation and corporate finance advisor with expertise in complex valuation, disputes and investigations, M&A, restructuring, and compliance and regulatory consulting. Our professionals balance analytical skills, deep market insight and independence to help our clients make sound decisions. As an organization, we think globally—and encourage our people to do the same

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

In order to be considered for a position, you must formally apply via careers.kroll.com

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