We’re seeking someone to join our team as an Associate in IM Regulatory Reporting Team to support the BAU functions as well as new transitions. India Regulatory Reporting team provides support to the London Regulatory Reporting team for Post Trade Transparency Reporting (PTTR) and Transaction Reporting (TR) activities under MIFID2 regulation. The team also supports ASIC/MAS/SFTR and EMIR reporting.
In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships. This is an Associate level position within the Risk, Regulatory & Resilience, which performs various independent functions to ensure adequate controls are in place. We do this by providing an integrated risk and control framework to govern, assess, mitigate and manage financial and operational risk in Operations.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:
- Preparation of various Regulatory Reports accurately and ensuring all supporting documents are properly maintained.
- Maintain a clear focus on enhancing control and continuously improving and reducing operational risks.
- Adhering to Service level agreements with global counterparts to ensure deliverables are signed off as per agreed timelines.
- Execute processes/functions and/or support process management and project efforts, leveraging knowledge of the systems, markets and instruments that influence the team.
- Recognize risk in day-to-day processes to draw out the key issues and contribute to process improvements.
- Build relationships within team and internal stakeholders, sharing knowledge to contribute to team output.
- Participate in projects and initiatives, aiding in solution formulation with a focus on timely execution.
What you'll bring to the role:
- Strong organizational skills and an orientation toward strict attention to detail.
- Communicates actively and is accessible to staff. Discusses decisions and problems candidly.
- Sets high standards and stretch goals to create high performing teams and individuals.
- Proven record of collaborating with colleagues across geographic and functional boundaries.
- Demonstrates Teamwork and Builds Networks.
- Having knowledge of any of these regimes i.e. MIFID2, ASIC, EMIR, MAS, CFTC, SEC, CANADA and SFTR.
- Ability to establish clear goals and priorities and address non-standard issues within area of expertise with minimal guidance and supervision.
- Subject matter expertise in business area supported, client requirements, and ability to ensure control is not compromised to comply with client requests.
- Culture carrier across Operations, embracing the Firm's core values.
- At least 2 years' relevant experience would generally be expected to find the skills required for this role.
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.
For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.
