Job Title: Regulatory Controls Associate
Location: Mumbai, India
Role Description
The Regulatory Controls Associate will be an integral member of the CB & IB Business Financial Crime Business Controls Oversight team, based in Mumbai or Bangalore. In this role, the Associate will support the business in meeting various Financial crime controls and Regulatory requirements. Key responsibilities include performing essential control activities, assessing and interpreting policy requirements, and conducting gap analysis through process mapping. The associate will also contribute to the design, implementation, and ongoing reporting of business controls, ensuring robust compliance and effective regulatory oversight within the organization.
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above
Your key responsibilities
- Perform gap analysis through detailed process mapping to identify and address areas of potential non-compliance or operational risk.
- Support the design and implementation of robust business controls to strengthen the organization’s financial crime prevention framework.
- Contributes to ongoing monitoring, review, and reporting of business controls, providing timely and accurate updates to management and stakeholders.
- Collaborate with cross-functional teams (KYC, AFC, Front Office) to ensure effective regulatory oversight and promote a culture of compliance throughout the organization.
- Performing and/or managing various management reports across multiple jurisdictions
- Ensure accurate, timely and completeness of reporting
- Working closely with AFC, technology development teams to provide requirements to support financial crime controls, with the aim to automate as much of the controls / processes as possible
- Ability to build and maintain effective controls and prioritize activities based on financial crime risk.
- Clear communication and escalation. Ability to recognize high risk situations and deal with them in a prompt manner.
Your skills and experience
- 5-8 years’ work experience within an Ops role within financial services.
- Graduate in Finance/Science/Technology
- Experience in AML / Sanctions preferred
- Ability to work independently, as well as in a team environment
- Clear and concise communication and escalation. Ability to recognize high risk situations and deal with them in a prompt manner.
- Experience in data analysis with intermediate/advanced Microsoft Office Suite skills including VBA.
How we’ll support you
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs
About us and our teams
Please visit our company website for further information:
https://www.db.com/company/company.html
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
