NFR Framework Conformance, Associate, Framework / Core Functions

We are seeking someone to join our team as a Associate in Legal & Compliance Division. The role will be part of LCD Center of Excellence (LCD Coe) in Mumbai which is responsible for supporting the global NFR Framework team.

In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk. This is an Associate level position within the Enterprise NFR Framework , this team is responsible for designing and implementing NFR Framework, Policies, Procedures and tools required for assessing and capturing non-financial risk faced by the firm. The team has a global presence in New York, Baltimore, Budapest and Mumbai.

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Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

What you'll do in the role:

• Support NFR Framework strategic initiatives and transformation

• Support NFR Assessment and Control Program

• Support NFR Taxonomy standardization, change management and governance.

• Support Non-Financial Risk Conformance Framework by performing qualitative and quantitative review of Internal Incidents, Issues, Non-Financial Risk Assessments and Controls

• Support overall program by performing data analysis, identifying issues and generating data driven hypotheses

• Drive enhancements through usage of AI for process improvements and bringing meaningful insights.

• Support periodic and adhoc reporting requirements

• Ensure evidence and record keeping for internal audit and regulatory inspections.

What you'll bring to the role:

• Bachelor’s/Master’s degree in Finance, Economics, or similar.

• At least 2 years of relevant experience within the financial services industry/consulting firms

• Experience in working with large data sets. Ability to understand data model(s) , join data-sets based on existing linkages and summarize data for management consumption

• Advanced expertise with data analysis in excel. Exposure to MS Access or other databases would be a plus

• Familiarity / working knowledge of SPARQL , while not required, would be a great plus

• Understanding of AI and experience with using prompts is desirable

• Strong PowerPoint skills

• Excellent Communication skills, both verbal and written.

• Strong organization skills with the ability to multitask and prioritize; ability to work under pressure and to tight deadlines.

• Ability to collaborate and work across global teams

• Strong interest in financial services, risk management and reporting

Coverage

• Monday to Friday from 11:00AM to 8:00PM. Coverage is dependent on business needs so flexibility on required finish time or full day’s coverage may be required

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years.  Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background.  Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.