Supports the Legal and Compliance function through drafting and reviewing agreements, maintaining compliance records and trackers, assisting with regulatory submissions and audits, updating policies, conducting legal and regulatory research, and coordinating with internal stakeholders to close compliance actions.
Role Summary:
Raise is built on this core philosophy, we will bring exceptionally great products, awesome user experience and best-in-class customer service to our users.
We started with our first consumer product, Dhan, an investment and trading platform launched in November 2021. Today, Dhan ranks #8 amongst stock brokers in India and continues to be one of the fastest-growing platforms in the investment and trading ecosystem.
In September 2026, Dhan was also recognised as Fintech Startup of the Year at the Global Fintech Festival, reflecting the innovation, product excellence and customer focus that continue to shape the platform. Backed by a passionate team of builders, believers, designers and problem-solvers, we are building a trusted ecosystem of financial products that empowers millions of users to make smarter financial decisions.
We are looking for a detail-oriented Legal professional to support the Legal and Compliance function. The role will involve assisting with legal documentation, contract review, regulatory compliance, audits, and maintaining legal and compliance records.
Key Responsibilities:
- Assist in drafting, reviewing, and vetting legal agreements, NDAs, MOUs, and other legal documents.
- Maintain trackers, MIS, and records related to agreements, compliance requirements, and action items.
- Support routine regulatory compliance activities, including regulatory submissions and documentation.
- Assist in preparing documents and information required for internal audits.
- Support the review and updation of internal policies, procedures, and compliance-related documents.
- Coordinate with internal stakeholders for timely closure and implementation of legal and compliance requirements.
- Conduct basic legal and regulatory research and assist in tracking applicable regulatory updates.
- Support the Legal team in day-to-day legal and compliance activities as required.
What We’re Looking For:
- Basic understanding of legal drafting, contract review, and documentation.
- Familiarity with SEBI, NSE, BSE, CDSL circulars, and applicable regulatory requirements.
- Basic understanding of stock broking, capital markets, and securities laws.
- Good legal research, drafting, and analytical skills.
- Ability to maintain MIS, trackers, and compliance records with accuracy.
- Strong attention to detail and ability to work within defined timelines.
- Good written and verbal communication skills.
- Ability to collaborate effectively with internal stakeholders.
- Law Graduate (LL.B. or equivalent) preferred.
- Prior internship or work exposure in Legal, Compliance, Stock Broking, Capital Markets, or Financial Services will be an added advantage.
- Candidates with a strong interest in legal drafting, regulatory compliance, and financial markets are encouraged to apply.
We are a start-up organization focused on fast growth with quality products; hence, the ability to work in a fast-paced environment goes without saying!
Our People & Culture:
People and culture are the most important aspects of our business.
We are looking for team members just like us, in simple words - good people to work with and demonstrate following personality traits:
• Be super obsessed about ensuring customer satisfaction.
(We are here because of our customers, and will be here only if we serve our customers)
• We have a single opportunity to serve.
(Our customers will give us one opportunity to serve - we can’t let them down. Be it product, uptimes, customer service or any interaction we have to deliver a wow experience.)
• Respect your work, your team, your co-workers and our customers.
(The only way to get respect is to give it first)
• Speed is all that matters. Ship right and ship faster.
(You either help the team move ahead fast, or you slow it down. We prefer the first.)
• Humility & politeness over arrogance & over-confidence.
(If you are the smartest one in the room, bring up others to speed. We are here to serve our customers, not to prove a point.)
• Quality over quantity.
(It is fine if you pick up a few things to do, but do them exceedingly well.)
• Make your hands dirty irrespective of who you are.
(Our CEO responds to customers every day. Our CTO codes every day. This is us.)
• Talent and Competency over Credentials.
• Entrepreneurial, ownership driven and disciplined.
(We trust you to help us gain and retain the trust of our customers and our stakeholders)
• Less words, more action.
(Believe in something? show it by doing things. Not just by talking about it)
• Flat hierarchy with open culture & conversations.
(You are among all of us, and we all are with you)
• Passionate about the business you are a part of.
(Do it because you are passionate about it, not because it’s your job.)
• Raise is an equal opportunity employer.
(We celebrate diversity and inclusion.
Why Join Raise?
We’ve been recognised as a Great Place to Work for three consecutive years, reflecting the culture we’ve built and the way we work together. At Raise, you’ll experience a flat hierarchy, open conversations, high ownership and a strong bias for action. We value people who bring passion, humility and curiosity to their work, and who care deeply about building great products and creating meaningful customer impact.
We believe in growth with ownership, speed with thoughtfulness and ambition with humility. We celebrate wins, learn from challenges and give people the ownership and responsibility to build and make an impact. If you enjoy building from the ground up, working with passionate people, and being part of a high-growth fintech ecosystem, Raise offers an environment where you can do meaningful work and grow with the business.
About Raise Financial Services
Raise Financial Services is building technology-led financial products and infrastructure for India’s financially aware and digitally savvy consumers.
Our ecosystem spans multiple aspects of financial services, with Dhan as our flagship investment and trading platform. Alongside Dhan, we are building and scaling businesses across the financial ecosystem, including Millions, Upsurge, Filter Coffee, Stratzy, Pluto Insurance, Fuzz and several other emerging products and platforms.
Our ambition is to build a trusted ecosystem of financial products and experiences that make investing, trading, wealth creation and other financial services simpler, smarter and more accessible
Our philosophy is simple:
- Build great products.
- Deliver awesome experiences.
- Provide exceptional customer service.
Location: Goregaon West, Mumbai
Explore More:
- Connect with us: www.raiseholding.co
- Learn more about our Investing & Trading Platform – www.dhan.co
- Follow our Instagram page #LifeatRaise for a glimpse into our people and latest culture happenings.
Apply for the Role:
If you are excited about building and scaling one of India's most ambitious consumer fintech ecosystems, we would love to hear from you.
Send your resume to: [email protected]
Raise is an equal opportunity employer. We celebrate diversity and are committed to building an inclusive workplace
Dhan Mumbai, Maharashtra, IND Office
Mumbai, India
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