Institutional Cash and Trade Client Risk Management Support Analyst, AS

Job Description:

Job Title- Institutional Cash and Trade Client Risk Management Support Analyst, AS

Location- Mumbai, India

Role Description:

The 1st Line of Defense (1 LoD) Client Risk Management function acts as a central support function within Institutional Cash and Trade (ICT) to ensure that ICT meets its internal and external commitments related to control standards.

As a part of the ICM NFRC, Risk Appetite and Control Oversight, KRI Monitoring and Reporting vertical, the Client Risk Management Support Analyst will support all aspects of the program.

What we will offer you

As part of our flexible scheme, here are just some of the benefits that you will enjoy.

• Best in class leave policy.
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities:

• Data Sourcing:
  • Ensure correspondent banking financial crime key risk indicator data and other data utilized for ICM Client Risk Management Framework KRI monitoring purposes is periodically sourced from data providers in a timely manner and in accordance with established service level agreements.
  • Work with data providers to enhance established data delivery mechanisms for potential further automation and efficiencies.

• Data Preparation and Retention:
  • Review sourced data to identify any data quality issues; log, escalate, and track any issues observed, and coordinate with data providers to resolve any issues and establish validation checks to ensure data received is holistic and accurate.
  • Prepare reviewed and validated data for production of metrics and monitoring against established ICM CRMF tiering thresholds.
  • Retain all sourced and prepped data in a secured central repository in accordance with DB’s information retention policy.
  • Maintain central data repository for ICM NFRC colleagues to have access to prepped KRI data to support their reviews, in accordance with information sharing guidelines.

• KRI Monitoring and Reporting: 
  • Periodically generate KRI metrics, execute KRI monitoring to identify ICM clients triggering tiering thresholds, and refresh ICM NFRC’s CRMF KRI Dashboard.
  • Maintain log of all ICM Client tier changes and supporting tier change rationales.
  • Support periodic and ad-hoc production of ICM CRMF reporting, including MI delivery to ICM NFRC’s Client Tiering Working Group, CBCRC, and ICM Oversight Forum.

• Control Oversight and Process Enhancements:
  • Ensure appropriate oversight of, and ongoing enhancements to controls, across ICM NFRC’s CRMF data management and KRI monitoring and reporting processes.
  • Provide data analysis support to enable further enhancements to ICM NFRC’s CRMF, including development of additional key metrics and trends within ICM NFRC’s CRMF KRI Dashboard, refinement of established KRI thresholds, and development of new KRI thresholds, in accordance with feedback from key stakeholders and ICM NFRC management.

Your skills and experience:

• University degree in Finance, Business Administration, Technology, or other relevant fields and/or equivalent professional experience required.
• 3+ Years of prior experience in Risk Management controls, Technology, or other related roles required, preferably with a focus on process optimization, reporting and stake holder engagement.
• Supporting all stakeholders during the periodic client risk management reviews
• Working knowledge of Microsoft Excel (Macros & VBA), Power Query and SQL
• Proficiency in data reporting and visualization using Tableau.
• High diligence, accuracy, and the ability to deliver high quality results within tight deadlines.
• Excellent team player with strong work ethics, combined with a strategic and proactive work approach, able to motivate others and work independently.
• Fluent communication skills in written and spoken English required.
• Familiarity with the below topics is a plus:
• Agile ways of working and supporting tools such as JIRA and Confluence
• Low/No-code tools such as Microsoft Power Platform
• Microsoft Co-Pilot

How we will support you

• Training and development to help you excel in your career.
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs.

About us and our teams

Please visit our company website for further information:

https://www.db.com/company/company.htm

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.