Similar Jobs at Morningstar
Enterprise Web • Fintech • Financial Services
As a Senior Internal Auditor, you will evaluate business processes and internal controls, conduct audits, and recommend improvements across various departments.
Top Skills:
Cobit It Governance FrameworkCoso Internal Control FrameworkIia Global Internal Audit StandardsUs Gaap Accounting Principles
Enterprise Web • Fintech • Financial Services
Join the Morningstar Indexes Team as an Associate Quantitative Analyst, participating in the development of benchmark indexes and collaborating with various research teams.
Top Skills:
PostgresPythonRSQLSQL Server
Enterprise Web • Fintech • Financial Services
The Senior Software Engineer will develop software for credit products, work in Agile teams, analyze system requirements, resolve defects, and ensure quality deliverables.
Top Skills:
.NetAngularAWSDevOpsFast ApiGitJenkinsPythonVuejs
Compliance Analyst, Conflicts of interest, Global Controls - Mumbai
The Team
Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program that addresses how the firms manages conflicts of interests. The team has global scope with members based in Europe, Canada and India.
The Role
Morningstar is seeking a Compliance Analyst based in Mumbai reporting to the Head of Conflicts of Interest, Global Controls based in Paris (France). The Compliance Analyst will support the Conflicts of Interest team in the management of the conflicts of interest program. The successful candidate will operate the conflicts of interest controls within the scope of the global conflicts of interest team.
Responsibilities
The Compliance Analyst will be expected to• Support the implementation of operating procedures for the general operation of the global conflicts of interest compliance program.• Monitor compliance with the firm's conflicts of interest policies, including securities trading, gifts & entertainment and escalate issues to management as necessary.• Administer the firm's Conflicts Management System including the processing of transactions and holdings.• Document and keep records of associated controls.• Support the Compliance Department in creating reports to Senior Management on a monthly, quarterly and annual basis.• Work with the Compliance Department to develop, maintain and deliver compliance training and other materials.• Ability to work with a global team and interact with employees at various levels of an organization.
Requirements• A minimum of 2 years' experience in compliance and/or regulatory analysis developed in Financial Services, Accounting or Legal professions.• Prior experience with Control Room functions, including preclearance of employee trades and management and use of restricted lists, is a plus.• Bachelor's degree in Finance, Accounting, Commerce or Business Administration.• Proficiency with Excel.• Experience in implementation and monitoring adherence to corporate policies, procedures and other guidance documents.• Ability to manage multiple projects concurrently in conjunction with the Compliance team.• A team player with positive and proactive attitude.• Strong organizational and communication skills (verbal and written).• Excellent command over the English language essential (written and verbal).• Strong analytical and investigative skills.
Morningstar is an equal opportunity employer.
Morningstar's hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. We've found that we're at our best when we're purposely together on a regular basis, at least three days each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you'll have tools and resources to engage meaningfully with your global colleagues.
I10_MstarIndiaPvtLtd Morningstar India Private Ltd. (Delhi) Legal Entity
The Team
Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program that addresses how the firms manages conflicts of interests. The team has global scope with members based in Europe, Canada and India.
The Role
Morningstar is seeking a Compliance Analyst based in Mumbai reporting to the Head of Conflicts of Interest, Global Controls based in Paris (France). The Compliance Analyst will support the Conflicts of Interest team in the management of the conflicts of interest program. The successful candidate will operate the conflicts of interest controls within the scope of the global conflicts of interest team.
Responsibilities
The Compliance Analyst will be expected to• Support the implementation of operating procedures for the general operation of the global conflicts of interest compliance program.• Monitor compliance with the firm's conflicts of interest policies, including securities trading, gifts & entertainment and escalate issues to management as necessary.• Administer the firm's Conflicts Management System including the processing of transactions and holdings.• Document and keep records of associated controls.• Support the Compliance Department in creating reports to Senior Management on a monthly, quarterly and annual basis.• Work with the Compliance Department to develop, maintain and deliver compliance training and other materials.• Ability to work with a global team and interact with employees at various levels of an organization.
Requirements• A minimum of 2 years' experience in compliance and/or regulatory analysis developed in Financial Services, Accounting or Legal professions.• Prior experience with Control Room functions, including preclearance of employee trades and management and use of restricted lists, is a plus.• Bachelor's degree in Finance, Accounting, Commerce or Business Administration.• Proficiency with Excel.• Experience in implementation and monitoring adherence to corporate policies, procedures and other guidance documents.• Ability to manage multiple projects concurrently in conjunction with the Compliance team.• A team player with positive and proactive attitude.• Strong organizational and communication skills (verbal and written).• Excellent command over the English language essential (written and verbal).• Strong analytical and investigative skills.
Morningstar is an equal opportunity employer.
Morningstar's hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. We've found that we're at our best when we're purposely together on a regular basis, at least three days each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you'll have tools and resources to engage meaningfully with your global colleagues.
I10_MstarIndiaPvtLtd Morningstar India Private Ltd. (Delhi) Legal Entity
Morningstar Navi Mumbai, Maharashtra, IND Office
14th Floor, Platinum Techno Park, Pranavanandji Marg, Sector 30, Vashi, Navi Mumbai, Maharashtra, India, 400703
What you need to know about the Mumbai Tech Scene
From haggling for the best price at Chor Bazaar to the bustle of Crawford Market, the energy of Mumbai's traditional markets is a key part of the city's charm. And while these markets will always have their place, the city also boasts a thriving e-commerce scene, ranking among the largest in the region. Driven by online sales in everything from snacks to licensed sports merchandise to children's apparel, the local industry is worth billions, with companies actively recruiting to meet the demands of continued growth.
