Kroll is currently hiring a Compliance Offer for its operations in GIFT City. This role will work out of GIFT city and will manage our regulatory and compliance requirements.
Key Responsibilities:
- Ensure compliance with IFSCA (Capital Market Intermediaries) Regulations, GIFT SEZ / IFSC / RBI/ SEBI/ FEMA circulars and relevant laws.
- Liaison with regulators assist Principal Officer in regulatory filings, returns, filings, application events.
- Maintain and update internal policies and compliance manuals; conduct periodic risk reviews.
- Monitor AML/CFT adherence, suspicious transaction reporting (STR), KYC/KYB, and sanctions screening.
- Handle investor/client grievance redressal, ensure record‑keeping for six years and publish compliant complaint statistics and disclosures.
- Conduct internal audits / readiness reviews; monitor exception reports; ensure timely remediation.
- Support compliance during inspections by regulators; coordinate responses and ensure accountability.
- Keep abreast of amendments in IFSCA regulations and ensure timely implementation in internal controls.
- Sound knowledge of the various other regulations like the Companies Act, PMLA, SAST, KYC, and Insider Trading.
Essential Qualifications
- Graduate degree in any discipline from recognized university; or a professional qualification such as LLB, ICAI, ICSI, ICMAI, or equivalent.
- Minimum 3 years of experience in compliance, AML/CFT, regulatory reporting or related role in capital markets/financial services.
- Experience working within GIFT IFSC / IFSCA‑regulated entities will be preferred
About Kroll
In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answering all areas of business. We value the diverse backgrounds and perspectives that enable us to think globally. As part of One team, One Kroll, you will contribute to a supportive and collaborative work environment that empowers you to excel.
Kroll is the premier global valuation and corporate finance advisor with expertise in complex valuation, disputes and investigations, M&A, restructuring, and compliance and regulatory consulting. Our professionals balance analytical skills, deep market insight and independence to help our clients make sound decisions. As an organization, we think globally—and encourage our people to do the same.
Kroll is committed to equal opportunity and diversity, and recruits people based on merit.
In order to be considered for a position, you must formally apply via careers.kroll.com
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Kroll Mumbai, Maharashtra, IND Office
Nandanvan Kalangar Road, Bandra East, Mumbai, Maharashtra, India, 400051
